Hello I am wanting to start me own firm for financial planning and investment advisor.
Do I need to get my Series 6 or 7 or Series 63 or 65 I am really confused on what I need
You would think in college they would have covered this, but they didn’t . Also can you tell me what each series 6-7 etc is exactly for.
Thanks for your help in advance. RL
Filed under Financial Help by on Apr 18th, 2010. 1 Comment. 
we are interviewing financial advisors to help us invest about 250k in mostly cash some stocks/mutual funds. what is a reasonable fee to expect to be charged on an account of this small size by a fee-only financial advisor? is it worth it?
Suggested Reading:
Financial DNA: Discovering Your Unique Financial Personality for a Quality Life"Hugh addresses what I believe is the most important aspect of achieving economic freedom: Know Thyself! The financial planning community owes a great... Read More >
Filed under Financial Help by on Mar 18th, 2010. 2 Comments.
I’d like to become a parttime unlicensed financial advisor to help people get out of debt and offer simple investment advice. Where can I get a form that waives my liability? Or for that matter, since I’m not licensed and independent, should I have any other concerns?
Suggested Reading:
How to Be a Financial Goddess (Help Yourself)Smita Talati aims to give women the confidence to make their money work, and takes them through the necessary steps to give their finances a comple... Read More >
Filed under Financial Help by on Mar 7th, 2010. 1 Comment.
Here is my current situation, I have the trustee meeting coming up very soon and I need to talk to a financial expert to go over my finances and to finally decide on what to do.
Currently I have filed chapter 13 but the more I think of it I feel like chapter 7 would be the best option but I need help!
any recommendations?? thoughts?
Suggested Reading:
Financial Statement Analysis Workbook: Step-by-Step Exercises and Tests to Help You Master Financial Statement Analysis (Wiley Finance)Whether you’re evaluating a company’s stock price, assessing its credit quality, or determining valuations for a merger or acquisition, decipherin... Read More >
Filed under Financial Help by on Mar 7th, 2010. 2 Comments.
I have no college degree but have strong skills in dealing 1 on 1 with clients. Ive never worked for a bank or a financial firm. I am currently the Service Manager at Ethan Allen Home Interiors and speak and sit with clients on a daily basis. I would like to learn how to become an Advisor and get into a good firm and work my way up the ladder. Are there any training classes or anything I can do to work towards that? I am 23 years old and living in Clearwater, Fl. Can anybody help me?
Suggested Reading:
A Survival Guide to Debt: How to Overcome Tough Times & Restore Your Financial HealthPaying bills with credit cards? Cringing every time the phone rings? Avoiding a stack of mail from your credit card company? Have you given up hope th... Read More >
Filed under Financial Help by on Mar 7th, 2010. 4 Comments.
I live in Anaheim, CA and am looking to seek the help of a financial advisor but don’t know where to start. Can anyone point me in the right direction? Thanks!
Suggested Reading:
Financial Management and Analysis Workbook: Step-by-Step Exercises and Tests to Help You Master Financial Management and Analysis (Frank J. Fabozzi Series)This comprehensive workbook and study guide is the ideal complement to the bestselling Financial Management and Analysis, Second Edition--the definiti... Read More >
Filed under Financial Help by on Mar 6th, 2010. 3 Comments.
What I mean is that, in any financial companies like AXA financial or Metlife, if they offer you the job as a financial advisor, is it possible to negotiate with them about my starting date? For example, if they offer me a job right now, will they accept if I could start on a specific date like weeks or a month from now for some important reasons I will tell them?
Suggested Reading:
The Right Way to Hire Financial Help - 2nd Ed.: A Complete Guide to Choosing and Managing Brokers, Financial Planners, Insurance Agents, Lawyers, Tax Preparers, Bankers, and Real Estate AgentsHiring financial help is a task that many otherwise savvy people approach the wrong way, opting to go on recommendations from family and friends, ch... Read More >
Filed under Financial Help by on Feb 9th, 2010. 2 Comments.
Recent Comments